Regulatory

We advise businesses on all aspects of the two key regulatory regimes within the finance sector:

  • FSMA regime
  • Consumer Credit regime.

We handle all aspects of transactional and advisory work on the FSMA and Consumer Credit regimes including:

  • Authorisation of firms
  • Approval of individuals
  • Consumer credit licensing
  • Consumer protection
  • Compliance
  • Waivers, exemptions and exclusions
  • AML registration.